Overview: Japan in Early 1945
The spring of 1945 found the Japanese Empire in a desperate situation. The successful U.S. invasions of Iwo Jima in February and Okinawa in April had brought the Pacific War to the Japanese Home Islands’ doorsteps. Devastating air raids (alone the first firebombing raid on Tokyo during the night of 9/10 March 1945 claimed an estimated 100,000 lives) had razed the interconnected industrial/residential districts of most urban areas. The U.S. Navy’s highly effective submarine blockade, as well as the joint Navy–Army Air Forces aerial mining campaign, had brought about rapidly increasing shortages of food, fuel, and strategic materials that left both the Japanese military and civilian populace in dire straits. The Imperial Navy no longer had enough fuel reserves to go to sea and many ships had been relegated to the role of portside antiaircraft platforms. Strict conservation of available aviation fuel grounded most of Japan’s still considerable numbers of combat aircraft. Moreover, the Soviet Union had refused to renew its neutrality pact with Japan. Although the Japanese did their utmost to forestall immediate conflict with USSR, the country’s possessions on the Asian mainland (Manchuria and Korea) and the maritime territories to the north of the Home Islands were now vulnerable to a daunting potential foe.
These circumstances strongly pointed toward defeat and destruction. Secret assessments that Japan would not survive another year of war circulated in the highest Japanese government circles and it was clearly realized that the Home Islands would likely be invaded before the end of 1945. However, the country’s leadership remained divided over immediate courses of action at this juncture, with the emperor and a minority of his closest advisers from the Supreme Council for the Direction of War (the “Big Six”) tending to favor a peace agreement negotiated via the still-neutral USSR or other nonbelligerant nation and, on the other extreme, much of the Imperial Army’s leadership vowing to fight to the end. Overall, however, the humiliation of de facto surrender and the possible abdication of the emperor and the abolition of imperial reign still appeared impossible to accept.
Paradoxically, the Japanese Imperial Headquarters formulated a guardedly positive assessment of the immediate strategic picture: Allied—specifically American—war fatigue would preclude protracted blockade and aerial bombardment and had the potential to lead to a negotiated settlement. If Allied forces did, in fact, invade the Home Islands and the initial assault could be repulsed or made too costly for Western governments to bear, Japan would still be able to retain its honor. This view led to the formulation of a master defense plan (Ketsu-Go—“Decisive” Operation), which was completed in early April. Due to Japan’s geography, it was relatively easy to predict Allied landing areas. Ketsu-Go focused on these, with special emphasis on the Tokyo–Kanto Plain area and on the southern island of Kyushu, where the initial landings were expected.
Allied Invasion Planning
Allied war aims in regard to Japan, which were reiterated at numerious strategic planning conferences, had one goal: the enemy’s unconditional surrender. Clarity about the debate within the Japanese leadership continued to elude the West despite excellent intelligence derived from intercepts of encoded Japanese diplomatic and military message traffic (Magic and Ultra). Thus, the worst-case scenario—that of an unyielding foe who would fight to the death—had to be assumed and the invasion of the Home Islands planned. This view was reinforced by the extremely fierce fighting and correspondingly heavy losses experienced during the Battle of Okinawa and concurrent mass kamikaze attacks on Allied shipping.
In preparation for the invasion of Japan, the U.S. Navy drew on some aspects of the pre-war War Plan Orange, which envisioned a steady Pacific advance leading to blockade and bombardment of the Home Islands. In contrast, the Army developed plans for an actual invasion. Into early 1945, inter-service disagreements over the varying approaches slowed integration of the Navy and Army concepts into a unified planning effort. On 25 May, just over two weeks after the surrender of Germany, the Joint Chiefs of Staff issued the general invasion order, leaving details to Army and Navy theater commanders. General Douglas MacArthur, Southwest Pacific Area supreme commander, submitted a more specific plan—which included input from Admiral Chester W. Nimitz, Jr., Pacific Ocean Areas commander in chief—on 28 May. The dual-phase Operation Downfall was to encompass an amphibious assault on the southwestern Home Island of Kyushu (Operation Olympic, November 1945), eventually followed by landings directly in the Tokyo–Kanto Plain area on Honshu (Operation Coronet, spring 1946). Although the latter operation was touted as a “knock-out blow” to Japan, planning assumptions explicitly did not exclude the possibility of fighting dragging into 1947. Moreover, Downfall would require redeployment of forces previously engaged in the European Theater. However, coupled with varying estimates of the large—even disastrous—numbers of expected Allied military and Japanese military and civilian casualties, indications of war weariness among the Allies made the defeat of Japan imperative within a twelve-month time frame.
Finale: A Brief Chronology
The primary subsequent events, which ultimately led to the Japanese surrender on 14 August, unfolded as follows:
- May–August: Continuing build-up of Japanese forces on Kyushu gradually exceeds Allied planning assumptions, leading to a reevaluation of the human costs associated with Operation Olympic and injecting uncertainty into the notional Operation Downfall timetable.
- 1 June: With the atomic bomb program nearly concluded, President Harry S. Truman’s program advisers, the Interim Committee, advise use of the bomb as soon as possible. Target lists have been drawn up since April.
- 22 June: Despite military mobilization of the Home Islands, candid assessments of Japan’s situation lead Emperor Hirohito to request that “concrete plans to end the war, unhampered by existing policy, be speedily studied and that efforts made to implement them.” Third-party intercession is raised with the Soviet Union, which merely strings along Japanese diplomats and provides no concrete response to their overtures.
- 22 June: Okinawa is declared secure; total Allied personnel killed in action exceed 60,000; estimates of Japanese military and civilian deaths range from 110,000 to 250,000. The high civilian casualty rate is the result of totality of the Japanese mobilization effort, coercion of the civilian populace, and effective propaganda.
- 17 July–2 August: Potsdam Conference (Truman, Attlee, Stalin), held in Berlin, Germany; the joint declaration reiterates the call for Japan’s unconditional surrender. Specific terms include the loss of all Japanese territories outside the Home Islands, complete disarmament, and Allied occupation of Japan. Truman is informed of the successful atomic bomb test on 16 July, during the conference.
- 27 July: Terms of Potsdam Declaration are rejected by Japan; Truman had already approved the schedule to employ atomic bombs on 25 July.
- 6 August: The first U.S. atomic bomb is dropped on Hiroshima, an industrial center in western Honshu. An estimated 90,000 to 120,000 Japanese are killed. Despite recognizing the weapon’s destructive potential, the Japanese leadership estimates that the United States has only one or two additional bombs ready and decides to continue hostilities.
- 8 August: The Soviet Union declares war on Japan and invades Manchuria the following day.
- 9 August: The second U.S. atomic bomb is dropped on the large port city of Nagasaki, in Kyushu. An estimated 129,000 to 226,000 Japanese are killed. However, the “Big Six” and full Imperial Cabinet still cannot arrive at the necessary unanimous decision to accept the Potsdam terms and to surrender. Emperor Hirohito calls an imperial conference of all high-level advisers, an indication that he will accept the Allied terms, albeit with the proviso that the imperial house be preserved (a point left open in the Potsdam Declaration).
- 10 August: Hirohito makes the decision to surrender.
- 14 August: Hirohito’s surrender announcement to the Japanese nation is recorded. Despite an attempted last-minute coup by radical militarists, the message is broadcast. Japan agrees to surrender unconditionally.
- 2 September: The instrument of surrender is signed by representatives of the Allied and Japanese governments onboard USS Missouri (BB-63) in Tokyo Bay.
—Carsten Fries, NHHC Communication and Outreach Division, April 2020
Homeward Bound – World War II Ends in the Pacific, historical essay by NHHC historian Jon S. Middaugh
Correspondence between Sailors and their families (from the personal papers of James Wright and Charles W. "Bill" Cooper, two Sailors who served in the Pacific during World War II)
Operation Magic Carpet documents
Surrender Ceremony documents
National Museum of the U.S. Navy "Atomic Bombs" online photo exhibit
National Museum of the U.S. Navy "Japanese Surrender" online photo exhibit
Japan's Struggle to End the War: The United States Strategic Bombing Survey
Tokyo Bay: The Formal Surrender of the Empire of Japan, USS Missouri, 2 September 1945
High School Lesson Plan: The German and Japanese Surrender Ceremonies, 1945
Smithsonian Institution War Background Studies No. 7: "The Japanese" (January 1943)
U.S. Army Information Branch: Pocket Guide to Japan (1945)
COMINCH P-0011: "Anti-Suicide [Attack] Action Summary" (August 1945)
Vignette: ARM1/c Oliver Rasmussen—Downed Over Japan
Extract: The Formal Surrender on the Empire of Japan, Report on Surrender and Occupation of Japan by Commander in Chief, Pacific Fleet and Pacific Ocean Areas (11 February 1946)
"Allied Ships Present in Tokyo Bay During the Surrender Ceremony, 2 September 1945"
Naval Division, United States Strategic Bombing Survey [Pacific]: Post-War Interrogations of Japanese Officials, Vols. I and II
Chairman's Office, United States Strategic Bombing Survey: "Japan's Struggle to End the War" (1 July 1946)
Joint Army-Navy Assessment Committee: Japanese Naval and Merchant Shipping Losses During World War II from All Causes (February 1947)
U.S. Naval Technical Mission to Japan: Reports in the Navy Department Library